Securities Arbitration and Alternative Dispute Resolution

It’s a fact of life that securities markets fluctuate in ways that are often unpredictable.  What is predictable, though, is that investors who lose money will sometimes turn on their financial consultants and advisors and look to recover any losses from them.  We have decades of experience arbitrating before FINRA and other forums and mediating tough cases involving a variety of disputes.  Our attorneys have arbitrated through full hearing dozens of securities disputes throughout the United States involving complex sales practice, trading, banking, employment, operational and other matters.  The damage claims have been in the tens of millions of dollars.  We have represented investment banks, broker-dealers, registered investment advisors and wealth managers.  We have also successfully recovered substantial sums on behalf of individual and institutional investors who have been victimized by fraud.